Bhikkhunīs in Theravāda
Bhikkhunīs in Theravāda
Published on the website Santipada.
During 2006 and 2007 I was in communication with the Committee of Western Bhikkhunīs discussing various matters concerning bhikkhunī ordination. Venerable Jampa Tsoedron asked if I would like to contribute something for the ongoing dialogue on bhikkhunīs from the Theravāda perspective.
In what follows I will develop three main lines of thought for the validity of bhikkhunī ordination within the Theravāda:
- There are deep and close connections between the existing Vinaya schools, and scant evidence that there was ever a “schism” between them on Vinaya grounds. Thus there is no valid Vinaya objection to accepting bhikkhunīs from the Chinese Dharmaguptaka lineage.
- The Pali Vinaya explicitly authorizes the ordination of bhikkhunīs by bhikkhus alone.
- The Vinaya is intended as a pragmatic framework for the support of practice, and should not be used to obstruct sincere aspirants who wish to follow Dhamma in its fullness.
I will not pass away, O Evil One, until I have bhikkhu disciples … bhikkhunī disciples … layman disciples … laywomen disciples who are accomplished, disciplined, skilled, learned, expert in the Dhamma, practiced in accord with the Dhamma, properly practiced, living in accord with Dhamma, who, having learnt from their own teacher, expound, teach, declare, set out, explain, analyse it and make it clear; who are able to refute in accord with Dhamma other teachings that appear, and then teach the wonderful Dhamma.1
This passage, translated from the Pali Mahāparinibbāna Sutta, records a conversation which took place between the Buddha and Mara shortly after his enlightenment. It is but one of many statements made in the texts which emphatically affirm that the bhikkhunī Sangha is a vital limb of a truly successful and complete Buddhist community. Such statements are found, not just in the Theravāda scriptures, but in various places throughout the scriptures of the schools. For example, the same episode is recorded in the Mūlasarvāstivāda Vinaya:
Mara, as long as my disciples have not become wise and of quick understanding, as long as the bhikṣus, the bhikkhunīs, and the lay disciples of either sex are not able to refute their adversaries according to the Dhamma, as long as my moral teaching has not been spread far and wide among gods and men, so long will I not pass away.2
I believe we must take such statements seriously as the mainstream presentation of how the Buddha wanted his dispensation to be, right from the start.
Although my ordination lineage stems from Theravāda, in recent years my own path has been to seek the common heritage of Buddhist traditions, and so my opinions on some matters, including bhikkhunī ordination, differ from the Theravāda mainstream. I believe it is important to acknowledge that within any tradition, even one with a reputation for conservatism and orthodoxy such as the Theravāda, there will be a wide diversity of opinions on many matters.
Here I will not repeat the basic history of the introduction of the bhikkhunī lineage into Sri Lanka, which is well known. It should be stressed, however, that Saṅghamittā bhikkhunī will always be remembered in the hearts of Sinhalese Buddhists as she brought from Bodhgaya to Sri Lanka the sapling of the Bodhi tree, which became the central devotional focus of Sinhalese Buddhism. Thus for the Sri Lankans, the bhikkhunī lineage is intrinsically linked with their own sense of identity as Buddhists, which has no doubt been a major factor in the relative acceptance of bhikkhunīs in modern times in Sri Lanka as compared to other Theravāda countries.
Textual and archaeological evidence confirms that the bhikkhunī lineage was also introduced into Burma.3
There are unconfirmed reports that it was also introduced into Thailand by the Burmese. By around the 11th Century CE the bhikkhunī order was becoming extinct in both Burma and Sri Lanka. Nevertheless it remains indisputable that the bhikkhunī lineage is intrinsic to the Theravāda both in its Vinaya texts (the so-called “two-fold Vinaya’) and in history.
In the late medieval period, however, the absence of the bhikkhunīs has meant that Theravāda has redefined itself as consisting of the four-fold grouping: bhikkhus, sāmaṇeras, laymen, laywomen. This redefinition has by now become intrinsic to mainstream Theravāda’s sense of self-identity, replacing the Buddha’s “four-fold assembly” (catuṣpariṣad) of bhikkhus, bhikkhunīs, laymen, and laywomen. Thus Thai monks recite in the introduction to their Patimokkha each fortnight that there is no need to teach the bhikkhunīs “because they do not exist any more.”4 Similarly, for example, the Myanmar official Sangha legislation defines the “Sangha” as male-only:
At their worst, the Theravādins will go so far as to imprison bhikkhunīs, as in the case of Bhikkhunī Saccavādī (Daw Thisavati). Born on 14 May 1965, Daw Thisavati graduated from the then Rangoon Arts and Science University in 1986 with a Burmese literature degree, also winning several gold awards for her artistic talents. Despite her worldly success, her experience in a meditation retreat led her to ordain as a nun in 1986. In 1988, she sat for the junior theological exams, and came first in the country. In 1991, she sat the senior exams and came first again. In 1993, she passed her Dhammācariya exams with distinction. She went on to study Buddhist theology in Sri Lanka, graduating with a Masters degree. Then in 2003, she continued to study for a PhD in Philosophy, specializing in the development of the category of mental concomitants (cetasikā) in Theravāda Abhidhamma.
She repeatedly applied to the ecclesiastical authorities in Burma (Sangha Mahā Nāyaka Council) for bhikkhunī ordination in accordance with the Vinaya, but was refused each time. So she received her higher ordination in Sri Lanka on February 28, 2003, becoming Bhikkhunī Saccavādī. In December 2004, she returned to Burma in order to attend the World Buddhist Summit, which was intended to be a global showcase for Buddhism (although, as it happened, political controversy meant many of the participants pulled out at the last minute.) According to her friend, fellow nun Daw Uttama, Bhikkhunī Saccavādī was refused entry to the Summit. However, she remained in Burma because her father was ill. During this time she was summoned for questioning by the government-backed Sangha Mahā Nāyaka Council.
The arrest came on May 27 2005, after her father’s death. Bhikkhunī Saccavādī was charged under Burma’s criminal code, Section 295 for “abusing religion,” and Section 295(a) for “desecration of religious buildings and property.” An alternative source, from Saccavādī’s friend Bhikkhunī Guṇasārī lists the Section as 395 (Ka), and describes the reasons of arrest as:
a. Working for foreign human rights group [of] women for freedom of worship and freedom for equal opportunity for women. Causing disruption of peace within the country.
Bhikkhunī Saccavādī was released after 76 days in a Burmese jail, and was released on the condition that she sign a paper saying she is not a bhikkhunī. She was then taken directly to the airport and returned to Sri Lanka.6
The imprisonment of bhikkhunīs is not an isolated incident. Yeo Kwang Sunim (Ayyā Tathāālokā) tells us the story of the attempts of Thai women to ordain as bhikkhunīs:
In 1928, two daughters of the outspoken political critic Narin Klung, Sara and Jongdi were ordained as bhikkhunī and samaneri respectively along with a number of other women. His house, which he gave to the Bhikkhunī Sangha, became known as Wat Nariwong. Due to their father’s political conflicts, the daughters were arrested and most of their Sangha disrobed, while the two sisters were taken to prison, where the elder sister (the bhikkhunī) was disrobed by force. When they were freed they maintained their monastic life, but changed the colour of their robes. Their Sangha ended when one day the elder bhikkhunī sister was snatched by someone on horseback while she was out on alms round. Due to the negative reaction to that event within the Sangha, the then Sangharaja of Thailand passed a law forbidding any and all Thai Bhikkhus from ordaining women as either sāmaṇerīs [novice nuns keeping 10 precepts], sikkhamānās [trainees for full ordination], or bhikkhunīs [fully ordained nuns].
Nevertheless, there is significant room for differing opinions within Theravāda. The Burmese government in the 1970s was recommended to re-introduce the bhikkhunī order (there were Burmese bhikkhunīs up until at least the 11th century). A Senate select committee in Thailand has also recently recommended in favour of bhikkhunīs. In fact, the official website of the Mahamakuta Rajavidyalaya Foundation, which is a University under Thai Royal Patronage, on a page from the “Office of the Prime Minister’s Secretariat” positively acknowledges the existence of bhikkhunīs:
However, a group of Sri Lanka Bhikkhunīs were invited over to China in B.E. 976 where they established a Bhikkhunī lineage there. This lineage has been kept alive until today. Afterward, they spread to many neighbouring countries, i.e. Japan, Korea, etc. Bhikkhunī strongholds can now be found in Taiwan monastery [sic] and Korea. In B.E. 2531 (1988) His [sic—read Hsi] Lai Temple, a Chinese monastery in Los Angeles, U.S.A., provided ordination for 200 women from various traditions and countries to strengthen the institution of fully ordained Buddhist women. In the last two decades, Buddhist women have expressed clearly their desire to participate at all levels in Buddhism. Considering that women from [sic] half of the world population, this trend should have a positive effect towards the development of Buddhism.
Special mention should also be made of Jetavana Sayadaw, the teacher of the most renowned Burmese monk of modern times, Mahasi Sayadaw. In the 1950s Jetavana Sayadaw published in Pali a commentary on the Milindapañha, in which he supported the re-introduction of the bhikkhunī Sangha in Burma. In recent years significant numbers of senior Theras of the Theravādin tradition have voiced their support for bhikkhunīs, and this number will surely grow.
Even in the last decade, I have witnessed a tremendous shift in the thinking of the monks from my tradition, the Western monks of the Thai forest tradition. In the early 90’s, the question of bhikkhunīs was not discussed, and the mainstream position was basically accepted, that there simply are no bhikkhunīs. But by now, it seems to be fairly well accepted that bhikkhunīs exist, although opinions are still divided as to whether this is a good thing or not.
One of the most serious questions for Theravādins is the issue of whether Mahāyāna can be regarded as a legitimate form of Buddhism at all. Theravādin bhikkhus often believe that Mahāyāna monks and nuns are not really ordained; that is, they are not truly bhikkhus and bhikkhunīs. This is for many reasons: Mahāyāna monks and nuns recite saṅghakamma in a different language (but the Buddha said we should learn Dhamma in our own dialect); they do not keep Vinaya (but in fact the Mahāyāna Sangha keep the same major rules as the Theravāda and simply interpret some minor rules differently); or they do not follow ordination procedure properly (but the crucial element in upasampadā is the “motion and three announcements” that constitutes the Sanghakamma; if minor details are changed this does not affect the validity of the ordination). Since “Mahāyāna” is not really Buddhism and since “Mahāyāna” monks and nuns are not really bhikkhus and bhikkhunīs it follows that it is impossible to reintroduce the Theravādin bhikkhunī tradition. I believe this position, which may not be clearly articulated, is crucial in addressing the problem. What is needed is education. For my part, I will contribute below my analysis of the historical connections between the traditions as a way of underlining the common ground. But this area also needs work by both the Mahāyāna traditions, to explain how their lineage is based on orthodox Vinaya principles (we all believe our own tradition is orthodox, and don’t feel the need to justify this to others!), and also by the Theravādins, who must be willing to listen.
It is doubtful whether the various Buddhist communities, passing down their texts in oral tradition, ever shared a universal original Vinaya that was literally identical. But it is reasonable to assume that the earliest Buddhist monastics possessed a Vinaya that was fairly uniform, and which in most respects corresponds to the common elements in the Vinayas existing today. This was studied and practiced by all monks and nuns from the time of the Buddha for about 100 years.
The second council
Inevitably, differences in practice gradually occurred. About 100 years after the Buddha’s passing away, this caused a crisis in the Sangha that was addressed at the “Second Council,” held in the Vajjian Republic in the city of Vesali. It seems this was in the time of King Kāḷāśoka of Magadha.
The main issue was whether it was proper for Buddhist monks to use money. The Vinaya accounts, with the exception of the Mahāsaṅghikas, mention a total of “ten issues” (with some differences), but these were of secondary importance. The monks of Vesali, known as the “Vajjiputtakas” (“Sons of the Vajjis”) took to going into the towns with their bowls to collect money. They were opposed by the monks from the west and south; in the Theravāda Vinaya these are called “Pāveyyakas” (“those from Pāvā”). There was a great debate, attended by 700 monks. The Council appointed a group of eight monks, four from each side, to compare the practices of the Vajjiputtakas with the Buddha’s words in the Suttas and Vinaya. They ultimately upheld the opinions of the Pāveyyakas. This makes it clear that, even though the monks and nuns at the time might differ in practice, they all upheld the same teachings and code of conduct, and this was a standard that was acceptable to all. Notice that the differences arose because of geographical separation, and were resolved by going back to the common source.
The Mahāsaṅghika schism
All the Vinayas agree that the dispute at Vesali was resolved without schism. But some years later there was another dispute, not about Vinaya, but about doctrine. Accounts are varied, since this issue is not discussed in the basic Vinayas, but in later sectarian histories. But it seems that a certain teacher (called Mahādeva by some) taught five ideas that were unacceptable to many monks and nuns. There is no need to go into details here about what these ideas were. It is enough to notice that the difference was largely about the nature of an arahant (enlightened disciple). Was an arahant really completely free of all worldly attachments and ignorance, or might he still be subject to some subtle imperfections?
It is not clear whether there was an actual Council at which these issues were discussed, or if there was, where it might have been. But it does seem likely that the event preceded the time of King Asoka, since the existence of various schools seems to be suggested by his inscriptions, and is confirmed in several of the later accounts. This time the disputing parties could not agree, and the first schism resulted. The group that questioned the arahant’s perfection was the majority, so they were called the “Mahāsaṅghika.” It is not clear whether they were the majority of the whole Sangha, or just the majority at the meeting that resulted in schism.
There is no really convenient name for the other group, which upheld the arahant’s absolute purity. The sources, both Southern and Northern, usually call them the Theras (‘Elders’). This, however, has the defect of implying that they are identical with the Theravādins of Sri Lanka. But the Theravādins are simply one branch of this ancient school, and many other schools may claim to stem from this school with equal justification.7 Indeed, the Sri Lankan school is often, if not usually, called by different names—Vibhajjavāda, Mahāvihāravāsin, Tambapaṇṇīya, Tāmraśāṭīya, etc. Until the sub-commentarial period, the word “Theravāda” is found rarely even in their own accounts; and the earliest usages are decidedly ambiguous.
For example Asoka’s son Mahinda, just after ordination, is said to learn the entire “Theravāda,” including Tipitaka and commentaries;8 here Theravāda is identified with the textual tradition, obviously meant to authorize the Sri Lankan Pali texts, despite the obvious anachronism (since the commentaries were not composed until much later than Asoka).9 In this text the various other Vibhajjavāda schools such as Dharmaguptaka, Mahīśāsaka, Kaśyapīya, etc., had not yet split off from this “Theravāda.” But at Mahāvaṁsa 5.10 we find “Theravāda” used in opposition to all the other schools, including Dharmaguptaka, etc. So the term which earlier embraced all the Vibhajjavāda became narrowly associated with just one of the Vibhajjavāda schools, namely the Sri Lankan one. There is no question that the Sri Lankan school can claim to be a legitimate successor to the early Sthaviras or Theravādins, but the exclusive use of this term by the later Sri Lankan tradition hides an implicit claim that the Sri Lankan school is their only legitimate successor. Wishing to avoid playing these party games, I will use the Sanskrit form, Sthaviras, to denote the early school that split from the Mahāsaṅghikas, and Mahāvihāravāsins (‘dwellers at the Great Monastery’) to refer to the Sri Lankan school. This term has the advantage of being an authentic ancient name used by the school themselves,10 which is quite precise and free of ambiguity. It is worth noting that the Pali Vinaya explicitly identifies itself as a “Vibhajjavāda” text of the Sri Lankan “Mahāvihāravāsins”:
Ācariyānaṁ vibhajjavādānaṁ‚ tambapaṇṇidīpapasādakānaṁ; mahāvihāravāsīnaṁ, vācanā saddhammaṭṭhitiyāti.
This recitation of the teachers of the Vibhajjavāda, the inspirers of the Isle of Tambapaṇṇi, Dwellers at the Great Monastery, is for the maintenance of the true Dhamma.
This statement is found in the uddāna or summary verse at the end of the Samuccayakkhandhaka.11 This simply confirms that the Pali Vinaya, while finalized in its present form by the Mahāvihāravāsins of Sri Lanka, was believed by them to belong to the Vibhajjavāda.
Some scholars try to connect the events of the Second Council with this schism, and say the Mahāsaṅghikas are the same as the Vajjiputtakas, and the Sthaviras are the same as the Pāveyyakas. This idea is based upon certain statements in the Pali commentaries and some Northern sources, all of which are sectarian records dating from many centuries after the fact. However, some features of the existing Vinayas have been adduced as additional support for this idea. For example, the Mahāsaṅghika Vinaya deals with the Second Council quite quickly, and only mentions one issue, rather than the ten of the other schools. Some have seen this as an attempt to skim over an embarrassing episode in the school’s history. But the Mahāsaṅghika Vinaya regularly abbreviates, especially narrative portions.12 This is a feature of the literary style of the Mahāsaṅghika Vinaya, not a sectarian bias.
In fact, the evidence of the Mahāsaṅghika Vinaya speaks against any connection with the Vajjiputtakas. The main idea proposed by the Vajjiputtakas was that it was proper for a monk or nun to use money; but the Mahāsaṅghika Vinaya has exactly the same rules as the Theravāda and all other schools regarding the use of money. Indeed, in their account of the Second Council the Mahāsaṅghikas openly criticize the Vajjiputtakas. Further, in the Vinayas of both the Mahāsaṅghika and their branch the Lokuttaravāda, trainees for bhikkhunī status are expected to keep eighteen rules, rather than the six in other schools, and among those eighteen, prohibitions against using money are mentioned twice. Thus, in this respect, the Mahāsaṅghikas had stricter prohibitions against the use of money than the other schools.
Further doctrinal schisms
Following this first schism, both schools proceeded to splinter and fragment, resulting in a proliferation of schools. They are traditionally numbered as “eighteen,” but if all the schools mentioned in various texts and inscriptions were added up, they would nearly double this. We won’t even begin to try to trace the development of all “eighteen” schools here, but will concentrate on those that are specifically relevant for the Vinaya traditions.
The schisms of the Mahāsaṅghika schools are not particularly relevant for a Vinaya discussion, as we only possess a complete Vinaya of the parent school, the Mahāsaṅghika itself, in Chinese translation. In fact, Frauwallner argues that the other Mahāsaṅghika schools barely have any existence of lasting independent value, and in all discussions fade into the background.13 Perhaps they were mere local variants of the main Mahāsaṅghikas, and may not have had an independent Vinaya tradition. The exception is the Lokuttaravāda, whose Bhikkhunī Vinaya has been discovered in manuscript and published. This is very similar to the Mahāsaṅghika Vinaya in Chinese, but sometimes gives the text in full where the Mahāsaṅghika abbreviates.
Soon after the first schism, the Sthaviras split over a doctrinal issue. It seems the first schism was over the question of the “person.” The Suttas frequently refer to “persons” (puggala), which taken literally might seem to contradict the core doctrine of “not-self” (anattā). Most schools took such sayings to be merely a linguistic convenience, but one group, called the Puggalavāda (‘the doctrine of the person’), asserted that the “person” was a subtle entity that existed outside the five aggregates. The parties were unable to agree, and schism resulted. The Puggalavāda, though reviled by other Buddhists, had their own long and successful career in Indian Buddhism. Like the Mahāsaṅghika, several sub-schools emerged, but again Frauwallner argues that these had scarcely any independent status in the main history. Although none of their primary literature survives, there are four Puggalavāda treatises existing in Chinese translation, from which we are able to ascertain that they had a scriptural collection comparable to the other schools.
The next schism probably happened soon after. The question was a subtle philosophical point about the nature of time and impermanence. One group maintained that “all dhammas—past, future, and present—exist,” and they called themselves the “Sarvāstivāda” (‘the doctrine that all exists’). The other group maintained that we must “distinguish” between the past, future, and present, and they became known as the “Vibhajjavāda” (‘the doctrine of distinguishing’). The Sarvāstivāda went on to become the most influential of all the schools of Buddhism in India. The sources are not consistent as to whether the Puggalavāda or Sarvāstivāda schism was earlier. But the Sarvāstivādin Abhidhamma work the Vijñānakāya contains a critique of the “person” doctrine which is similar to that held by at least one Vibhajjavāda school (the Mahāvihāravāsin’s Kathāvatthu). This suggests they shared this anti-personalist thesis before their schism.
Notice that each of these schisms resulted from distinct and important doctrinal disputes. The Mahāsaṅghika schism concerned the nature of the perfected individual, a crucial soteriological question. The Puggalavāda schism concerned the most characteristic Buddhist doctrine, not-self. The Sarvāstivāda schism concerned another key doctrine, impermanence, a topic of pressing concern for a young religion struggling to survive after the death of its founder. The next set of schisms that we shall consider seem to spring, not from doctrine, but from geography.
Now, this was around the Third Century BCE, the era of King Asoka. Under the patronage of that great Buddhist monarch, Buddhist missionaries travelled the breadth of the Indian subcontinent, taking with them the Dhamma of tolerance and compassion. It seems that the Vibhajjavādins were among the most successful missionaries.
The most persuasive analysis of the various records was made by Frauwallner. He argues for a broad similarity between the records found in the Sri Lankan chronicles, the Asokan inscriptions, and various Northern records, particularly those of the Chinese pilgrims. According to Frauwallner, this correspondence suggests that the schools we identify as the Vibhajjavāda may be connected with either personal names or place names found in these records. These were sent out in a concerted missionary effort in the time of Asoka, based in the city of Vidiśā.14
Thus the Kaśyapīya school seems to be connected with the Kassapagotta of the chronicles and the Kāssapagota, whose name is one of three found on a reliquary in Vidiśā. The Haimavata school is also mentioned in these same reliquaries, and would result from a mission sent to the Himalayan region.15
The chronicles tell us the story of Majjhantika’s mission to Kashmir.16 The Sarvāstivādin sources claim the same Madhyāntika as their patriarch, and tell of his mission in closely similar terms.17 As is well known, Kashmir was the headquarters of the later Sarvāstivāda.18
Another mission by a certain Mahādeva (not to be confused with the reviled Mahādeva who allegedly caused the Mahāsaṅghika schism) went to the Mahisa country. Frauwallner suggests that this may be connected with the founding of the Mahīśāsaka school. He cautions that this identification remains tentative, since the location of Mahisa is uncertain, although it seems to be the in the Andhra region (northern Deccan),19 and, while the Mahīśāsaka are in later times attested across a wide area, their original home is not known. Thus it is not possible to confirm any definite geographical relationship between the two. Nevertheless, given the overall pattern of correspondences that are emerging, it is certainly possible.
Dutt, following Przyluski, develops the idea that the Mahīśāsakas are originally descended from Purāṇa, the dissentient arahant of the First Council story, who, while acknowledging the authority of the Council, preferred to remember the teachings as he had heard them.20 Apparently, the Mahīśāsaka Vinaya treats Purāṇa as the second most senior arahant, following Aññā Koṇḍañña, and says that the teachings were recited once more for Purāṇa’s benefit. He accepted them after adding seven minor Vinaya regulations concerning food. If it is true that the Mahīśāsakas stem from this time, it is one of the oldest schools. I think it is implausible to think of any distinct “schools” so soon after the Parinibbana, which does not preclude the possibility that some of Purāṇa’s lineage might have given more emphasis to his special points. Purāṇa is said to have come from the south, which agrees with the later location of Mahisa in the Andhra region. Dutt comments that “this school agreed with the Theravādins in fundamental doctrines and disciplinary rules.”
Perhaps the best attested group of Vibhajjavādins was led south by Asoka’s son Mahinda and daughter Saṅghamittā, to the distant island of Sri Lanka, where they were received with joy. The headquarters of a vigorous new Buddhist culture were established in Anuradhapura at the Mahāvihāra. This tradition is today usually called the “Theravāda” (“doctrine of the elders”). But to avoid the confusion I noted above—the lazy but common error of identifying the Sri Lankan school with the parent school, the Sthaviras—I will throughout refer to this school as the “Mahāvihāravāsins” (“dwellers at the Great Monastery”). The Mahāvihāravāsins have to this day maintained their collection of Suttas, Vinaya, Abhidhamma, and commentaries in the Pali language.
As recorded in the Sri Lankan chronicles, another Vibhajjavādin mission travelled to Aparantaka in the west of India (Gujarat). This was under a monk called Yonaka Dhammarakkhita, a most intriguing name. Yonaka is related to “Ionia,” and is used in Indic texts for any Westerner, especially the Greeks. Alexander the Great had led his Greek army into north-west India only shortly before Asoka. He built several cities called “Alexandria,” one of which was Yonaka Dhammarakkhita’s home town.21 Thus he was probably of Greek origin.
The second part of his name is just as interesting. The words rakkhita and gupta have exactly the same meaning: “guarded.” Thus some modern scholars (Frauwallner, Przyluski) have seen a connection between this “Dhammarakkhita” and the “Dharmaguptaka” school: the Dharmaguptakas were a branch of the Vibhajjavāda that followed Yonaka Dhammarakkhita into the west.22
The Greek connection seems to be reinforced in the Milindapañha, which famously records (or reinvents) a dialogue between the Greek king Milinda (Menander) and the Buddhist monk Nāgasena. The Pali version of this records that Nāgasena, after his initial training, travelled “a long way” to the East to the Asokārāma in Pāṭaliputta in order to receive teachings from a certain “Dhammarakkhita.”23 This episode does not appear in the Chinese translation. It is generally agreed that the Pali version has been subject to elaboration, some blatantly unhistorical.24 There is another point where the text mentions five rivers: in the Chinese, four of these are from the north-west of India, but in the Pali, all are in the eastern districts. Since the Milindapañha is set in the North-west, it seems that the Chinese is more plausible here, and the Pali editors wanted to bring the action back further east, to lands they were more familiar with, and which had a long association with the Buddhist heartland. It is no coincidence that Asoka is invoked, and that it is here under Dhammarakkhita that Nāgasena becomes an arahant. It appears that the Pali, while celebrating the spread of the Dhamma to foreign lands, still holds the old places dear, and brings its hero back into the heartland for the crucial event of his enlightenment. Thus the insertion of the Dhammarakkhita episode is probably also to make the connection with the “Greek Dhammarakkhita”—who better to teach the teacher of the Greeks, Nāgasena? The absence of Dhammarakkhita from the Chinese would reinforce the impression that this difference is sectarian (and might suggest that the Chinese text, whose school is unknown, is not Vibhajjavādin).25 It is unlikely that “Dhammarakkhita” could have been alive in the time of both Asoka and Milinda, though McEvilley thinks it is just possible.26 But given the lack of concern for historicity displayed by the Pali editors, this does not affect the identification of the two Dhammarakkhitas. The point of this digression from our main argument is simply to reinforce that “Dhammarakkhita” remained a revered elder for the Mahāvihāravāsins, and is in no way connected with any heresy or schism.
Examination of the texts and ideas of this school confirms its close relation, amounting to virtual identity, with the Mahāvihāravāsins. The classic Mahāvihāravāsin source for the doctrines of the schools is the Abhidhamma Kathāvatthu. This lists literally hundreds of points of contention between various schools. The schools themselves, however, are not named in the text, and to find out who held these views—or at least, who the Mahāvihāravāsins believed held these views—we must turn to the commentary. In its introduction, the commentary classes the “Dhammaguttikas” as one of the branches of the Mahīśāsakas, and hence they are reckoned among the 17 “schismatic” or “heretical” schools. But in the body of the commentary, there is not a single mention of the Dharmaguptakas as holding any one of the so-called “heretical” views discussed there. Thus we can conclude that the mention of the Dharmaguptakas in the introduction tells us that the Mahāvihāravāsins knew of the school, but had probably lost contact with them by that time. The condemnation is entirely general, and is merely a sweeping sectarian dismissal of all different schools. There are no specific grounds in the Mahāvihāravāsin’s own scriptures for concluding that the Dharmaguptakas held any dissentient views.
Information about the Dharmagupataka’s views can be found in Vasumitra’s Samayabhedoparacanacakra. This source dates from around 400C.E., and is thus later than the Kathāvatthu. Since none of these points are ascribed to the Dharmaguptakas in the Mahāvihāravāsin sources, it is quite possible that the variations arose gradually, during the centuries since the separation of the Vibhajjavāda schools. According to Dutt, Vasumitra ascribes the following views to the Dharmaguptakas:27
- Gifts offered to the Saṅgha are more meritorious than those offered to the Buddha.
- Gifts made to a stupa are meritorious.
- The liberation of the disciples and the Buddhas is the same, though the path may differ.
- Those outside Buddhism cannot gain the five special knowledges (abhiññā).
- The body of an arahant is without defilement.
The first three of these would be acceptable to Mahāvihāravāsins; the fourth would not; the fifth, while being too obscure to actually make much sense to anyone except an ābhidhammika, would conflict with the Mahāvihāravāsin interpretation, which holds that the body of an arahant can become the object of defilements for others. In addition the Abhidharmakośa of Vasubandhu (vi. 27) says that the Dharmaguptakas held, in agreement with the Mahāvihāravāsins and against the Sarvāstivādins, that realization of the truths happens all at once (ekābhisamaya).
It will take us too far afield to examine in detail the actual texts of the Dharmaguptaka, but a quick survey is enough to reinforce the impression of their closeness with the Mahāvihāravāsin. Regarding the Dharmaguptaka Vinaya, Pachow in his survey of the pāṭimokkhas states: “the Dharmaguptaka follows very closely the Pali text in most cases, not merely in numbering the series but also in contents, except the [sekhiya] section, in which it adds 26 prohibitory rules regarding the Stupa.”28 (The special concern of the Dharmaguptakas for stupas agrees with point 2 above). Similarly, the Dharmaguptaka version of the Brahmajala Sutta is very close indeed to the Pali, with only trifling variation in the sequence and wording of the 62 heretical views discussed there.29 This discourse is particularly important in this context, as it specifically discusses heretical views. Moreover, the 62 views were crucial to deciding the identity of the heretics as condemned at the Third Council, where Moggaliputtatissa upheld the Vibhajjavāda as the true doctrine of the Buddha. Finally, Frauwallner in his discussion of the sole surviving Dharmaguptaka Abhidharma work, the Śāripūtrābhidharma, shows the relation between this work and various Mahāvihāravāsin Abhidhamma books, including the Dhammasaṅgaṇi, Vibhaṅga, Dhātukathā, and Paṭṭhāna. He sums up by saying: “While mainly based on old transmitted material, even this is organized in a different way as compared with the other schools we have discussed [namely, Mahāvihāravāsin and Sarvāstivāda]. It contains little in the way of innovation or doctrinal evolution.”30 Thus, while admitting that there are several significant divergences in the field of Abhidhamma, there is clearly a common source. Again, there is no reason why such differences as exist should not have emerged in the long period of Abhidhamma development that took place after the separation of the schools.
So it seems that the split between the Mahāvihāravāsins and the Dharmaguptakas was due to neither Dhamma nor Vinaya, but mere geography. The Dharmaguptakas were the north-western branch of the Vibhajjavāda, and the Mahāvihāravāsins or Theravādins were the southern branch. But the affinity between these schools could even overcome such vast distances, for the Sri Lankan chronicles record that Yonaka Dhammarakkhita and many of his followers travelled to Sri Lanka for the inaugural blessing ceremony for the Great Stupa.31 This is not the treatment we would expect for a schismatic heretic, but for a respected Elder of the tradition.
The Dharmaguptakas in the west were ideally situated to spread further along the Silk Road to China. Traffic along this central Asian trade route was brisk and diverse, and Buddhists of various types soon made their presence felt. Buddhism arrived in China about 500 years after the Buddha’s passing away. It seems that the Dharmaguptakas were among the first to become established there, and the first to set up a Vinaya lineage. The ancient Chinese imported and translated at least five full Vinayas, the most popular being the Dharmaguptaka and the Sarvāstivāda.
The Chinese commentator Tao Xuan (596–667 CE) recorded that in the early days the Sangha in China had practiced according to different Vinayas, but there had been a desire to unify and standardize conduct, so just one Vinaya was chosen to be binding for the whole Sangha. There was some debate over which should be adopted. But eventually it was agreed that, since the ordination lineage stemmed from the Dharmaguptaka, all should follow the Dharmaguptaka Vinaya. Until this day, the Dharmaguptaka Vinaya remains the accepted code of discipline for all Sangha in the Chinese and related traditions, such as Korea, Vietnam, and Taiwan. It is worth noting that up until this time, practice had been based on various Vinayas, especially the Sarvāstivāda, which means that ordinations would have been often carried out according to the Sarvāstivāda Vinaya. So the existing Chinese lineage stems from a unification of the Dharmaguptaka with the Sarvāstivāda, which were clearly not felt to be incompatible. In the current situation, this underscores the relationship between the Chinese lineage and the Tibetan, which was based on the Mūlasarvāstivāda. While I have never seen any evidence that the Mūlasarvāstivāda Vinaya was ever used as the basis for an ordination lineage in China, there is no doubt of the doctrinal closeness of this school with the Sarvāstivāda.
In the first period of Chinese Buddhism the ordination lineage was established for monks only. There were as yet no bhikkhunīs, so the complete four-fold spiritual community envisaged by the Buddha had not yet taken root. The first nuns were ordained halfway through the fourth century. But this ordination was given by the monks only, and some felt that this was not strictly in line with the Vinaya. The nun Seng-kuo reports that around 433 CE a group of bhikkhunīs arrived on a ship from Sri Lanka. Bhikkhunī ordinations were carried out by these Sri Lankan bhikkhunīs together with the Chinese bhikkhus, guided by the monk Saṅghavarman. He is known to have translated a Bhikkhunī Vinaya kammavācā text of the Dharmaguptaka school, so it seems likely that the bhikkhunī ordination was carried out in accordance with the Dharmaguptaka Vinaya. Elsewhere we have translated the texts from the relevant Chinese histories.
Thus the Dharmaguptaka Vinaya lineage of China has had historically very close links with Sri Lanka. Indeed, the Chinese canon contains a Sri Lankan Vinaya commentary (similar to the Pali Sāmantapāsādikā), and also a Vinaya of the Mahīśāsaka school that was brought from Sri Lanka. It is not sure whether the Sri Lankan nuns were from the Theravāda (Mahāvihāravāsins) or not. By that stage, two other schools had emerged in Sri Lanka: the Abhayagirivāsins and the Jetavanīyas. These had separated from the Mahāvihāravāsins, with mutual acrimony that suggests that personal politics played a role. The Sri Lankan texts existing in Chinese translation (the Vinaya commentary and the Vimuttimagga) are not exactly the same as their Mahāvihāravāsin counterparts, so it is possible that the Sri Lanka-China connections were from one of the other schools, probably the Abhayagirivāsins. But this does not affect the question of ordination lineage, since the Abhayagirivāsins and the Jetavanīyas both stemmed from the Mahāvihāravāsins. In later days they were quietly re-admitted into the fold, so the Theravāda we know today is in fact a re-union of the three ancient Sri Lankan schools, just as the Chinese lineage stems from the reunification of the Dharmaguptaka and Sarvāstivāda. Such examples show how the Sangha can put aside ancient disputes and rivalry in the name of harmony.
Some time around the late 780s, the first Tibetan monastery of Samye was built, but there were only Indian monks. The so-called “Dharma King,” Tride Songtsen Ralpachan, chose seven men for ordination as a trial to see whether Tibetans were capable of maintaining the Vinaya tradition. The ordination and training were carried out under the great Indian pundit Śantarakṣita, who had ordained and studied at Nalanda, and whose treatise the Tattvasaṅgraha shows his fluency in the teachings of all the schools. This experiment was deemed a success and many other ordinations followed.
For their textual source, the Tibetans used the huge Vinaya of the Mūlasarvāstivādins. As the name suggests, they were closely related to the Sarvāstivāda, and also stemmed from the ancient Sthaviras. Their Vinaya became very popular in the later period of Indian Buddhism, possibly because it incorporates many sutras and stories as well as the common inheritance of Vinaya material. This was the only Vinaya translated into Tibetan, and in fact King Tride Songtsen decreed that only the Mūlasarvāstivāda Vinaya lineage should be established and practiced in Tibet. There are a few references to the order of bhikkhunīs in Tibet, but clearly they did not survive.
We have already noticed the close connections between the Sarvāstivāda and the Dharmaguptaka in China. There is also a surprising affinity between the Sarvāstivāda and the Mahāvihāravāsin lineages. The accounts of the Second Council refer to a number of leading monks who represented the “rigorist” party. One of these was Sambhūta Śaṇavāsin, a disciple of Venerable Ᾱnanda. He appears as one of the eight judges of the Second Council according to the Mahāvihāravāsin,32 Dharmaguptaka, Sarvāstivāda, Mūlasarvāstivāda, and Mahīśāsaka Vinayas (he also appears in Mahāsaṅghika sources, but not in their Vinaya). But, while the Mahāvihāravāsins have little else to say about Śaṇavāsin, the Sarvāstivāda regards him as one of their great patriarchs. He features in many stories, and in his old age he ordained Upagupta, the most famous of all the early Sarvāstivādin teachers. Thus the Mahāvihāravāsins and the Dharmaguptaka acknowledge Śaṇavāsin as belonging to their own group at the Second Council, even though he was a leader of the Sarvāstivādins. His town, Mathura, went on to become one of the great centres of the Sarvāstivāda.
The influence of this lineage is still alive today. Go to visit a Myanmar temple, and look carefully for a statue of a monk eating from his bowl, all the while looking over his shoulder. This curious image is no Theravādin monk: he is none other than Upagupta. His worship is widespread in folk Buddhism throughout northern Myanmar, Thailand, Laos, and Cambodia, which suggests an early northern movement of Sarvāstivāda through those areas that are now Theravādin.
But the affinities are even closer than this, for another great teacher renowned in the Sarvāstivāda is credited with playing a key role in the founding of Sri Lankan Buddhism. The Theravāda Vinaya commentary records that when King Asoka’s son Mahinda took ordination, his preceptor was Moggaliputtatissa, but his teacher (ācariya) was Majjhantika.33 This Majjhantika, sometimes also said to be Śaṇavāsin’s preceptor, is famed in all traditions as the missionary who brought the Dhamma to the Kashmir region, where the Sarvāstivādins were to become such a vigorous force. Thus a founding patriarch of the Sarvāstivāda was the teacher of the founder of the Sri Lankan Theravāda of the Mahāvihāra.
In later years there was some direct exchange between Sri Lankan and Tibetan Buddhism. The Tibetan canon includes several translations of the Buddha’s first sermon, one of which was made from a Pali original.34) Indeed, the oldest existing Pali manuscript stems not from Sri Lanka, but from Nepal, containing several pages of the Theravāda Vinaya dealing with settlement of disputes and other matters.
In what sense schism?
We must preserve a due humility in considering the authority of sectarian traditions. The sects inherit a Vinaya which, we believe, was promulgated in its essence by the Buddha. The Buddha gave authority to the Vinaya; the Vinaya gives a limited authority to the Sangha. It is up to each tradition to determine non-essential matters such as the language in which the teachings are passed down, the color and style of robes, etc. But the Sangha has no authority to make fundamental changes in the Vinaya. This is precisely the reason why we consider the Vinayas to be so important: they are, in important matters, Buddhavacanā, not sectarian documents. None of the sects existed in the time of the Buddha, so it is unthinkable that he could have authorized any sect to alter the Vinaya. It simply is not within our sphere of authority to say, for example, that Chinese bhikkhunīs are “Mahāyāna” or “Dharmaguptaka” and therefore cannot be counted as bhikkhunīs within the “Theravāda” or “Tibetan” tradition. None of these words are mentioned in the Vinaya, and they cannot be used as the basis for Vinaya arguments.
The only possible grounds for making such distinctions would be if the Chinese tradition was “schismatic.” But this is a difficult and subtle matter, and one in which we would need to apply the principle of the assumption of innocence. That is, we would need some specific and concrete historical evidence before concluding that the Chinese bhikkhunī lineage somehow stemmed from a “schismatic” group. And when we look for such evidence it is not forthcoming.
Throughout this paper I have, reluctantly, followed the normal practice of referring to the process of school-development as “schism.” But this is, to say the least, problematic. The word “schism” is usually taken in a somewhat loose sense as equivalent to the Vinaya term saṅghabheda. But saṅghabheda is a tightly defined technical term and it is not at all clear that this can apply literally to the process of school formation. One issue is that it has become standard in Buddhist circles to assert that a schismatic will of necessity go to hell in their next life. This makes the matter highly emotive. But the Vinaya is clear that this destiny only falls for someone who quite intentionally causes a saṅghabheda.35 The Vinaya also makes it clear that a saṅghabheda must follow a certain procedure—there must be a group of bhikkhus who assert what is not Dhamma as Dhamma, not Vinaya as Vinaya, etc.—a total of “eighteen points.” There must be a formal meeting where the opposing groups fail to resolve their differences, and end by performing Acts of the Sangha such as uposatha separately.
There is little evidence that this situation ever applied in the cases we are considering. It seems likely that the Sarvāstivāda schism was about doctrine, so it could potentially have been the basis of a formal saṅghabheda in the Vinaya sense. Sometimes this schism is identified with the proceedings at the Council of Pāṭaliputta as described in the Mahāvihāravāsin sources. It is said that the defeated party, expelled by Asoka, retreated to Kasmir; this, of course, invites identification with the Sarvāstivādins of Kasmir. But this is not very plausible, for the expelled heretics are supposed to be non-Buddhists who joined the Sangha by fraud,36 while the Sarvāstivādins were obviously Buddhists, and very sincere ones at that. The account states that the heretics were disrobed and made to wear lay clothes, again confirming that they could not have been Sarvāstivādins; nor, indeed, could this be a saṅghabheda, for saṅghabheda requires both sides to be bhikkhus, and results, not in disrobing, but in the formation of separate communities. Further, there is no precedent in the Vinaya for the King to expel heretics, and it seems impossible that such an act could result in a saṅghabheda in the Vinaya sense. Indeed, the evidence of Asoka’s inscriptions suggests that he was far from being a sectarian, but encouraged “Dhamma” in general. The Sarvāstivādins claim that Asoka was an enthusiastic patron of their own patriarch, Upagupta, and there is no reason why he should not have supported teachers of different lineages. And, as we have seen, the Mahāvihāravāsin’s own account claims Majjhantika, who converted Kasmir to Sarvāstivāda, as one of their own party, not one of the expelled sectarians. So we must conclude that, while it is possible that there was a formal Vinaya saṅghabheda between the Sarvāstivāda and the Vibhajjavāda, there is no serious historical evidence to back up such a claim.
For the Mūlasarvāstivādins the case is even weaker, for the connection between the expelled heretics of the Pāṭaliputta Council and the Sarvāstivādins is made primarily on the basis of certain statements that the expelled party went to Kasmir: but one of the few clear things we know about the difference between Sarvāstivādins and Mūlasarvāstivādins is that the Sarvāstivādins (Vaibhāśikas) were based in Kasmir, while the Mūlasarvāstivādins, especially their Vinaya, were associated with Mathura.37 Thus even this very tenuous sectarian linkage of the Sarvāstivādins with the expelled heretics of Pāṭaliputta has no relevance in a consideration of the Vinaya tradition of the Mūlasarvāstivādins.
In the case of the Dharmaguptaka, there is no suggestion anywhere, so far as I know, that there were any serious differences in Dhamma or Vinaya with the Mahāvihāravāsins, so the question of saṅghabheda between these two schools does not really arise. The case of the relationship between the Dharmaguptakas and the Mūlasarvāstivādins would, of course, be the same as the relationship between the Mahāvihāravāsins and the Mūlasarvāstivādins.
Some modern scholars have tended to see the process of schism as being primarily driven by Vinaya. This is because the Vinaya itself defines schism (saṅghabheda) as a Vinaya procedure. But this argument would seem to ignore a number of important issues. First, it is no surprise that the Vinaya sees schism as a Vinaya issue—after all, the purpose of Vinaya is to discuss Vinaya. Even so the Vinaya itself admits that, while the outcome of a saṅghabheda is a Vinaya split—the performance of separate acts—the basis of the schism can be either Dhamma or Vinaya. Secondly, there is no evidence that any of the schisms we are discussing here have anything to do with Vinaya. The Second Council dispute was over Vinaya, but that was resolved. Even if we accept the very tenuous linkage of the Second Council dispute with the Mahāsaṅghika schism, this still does not affect the question of later schisms among the groups descended from the Sthaviras.
So it would seem that there is little evidence that the separation between the schools we are primarily interested in—that is, the Mahāvihāravāsins, Dharmaguptakas, and Mūlasarvāstivādins—was caused by Vinaya or resulted in a saṅghabheda.
A further question, one that is not directly addressed in the Pali Vinaya, is what happens to the subsequent generations of those who inherit the schismatic situation. After all, most people do not join a particular Sangha because they want to support a certain view followed by an ancient teacher—truth be told, most modern Sangha members, at least in Theravāda, do not understand even what the issues were, nor do they care. Many modern Theravādins hold doctrinal positions that are in fact contrary to the “official” Theravāda views—for example, many Theravādin monks believe in the “in-between state” (antarabhava), which would align them doctrinally with the Sarvāstivādins against the Mahāvihāravāsins. And the Tibetan and Chinese lineages are primarily Mahāyānist in doctrine, which means that they reject many of the doctrinal positions held by the founders of the schools whose Vinaya traditions they inherit. For example, most Tibetans follow mainly the Mādhyamaka school doctrinally, but they inherit the Mūlasarvāstivādin Vinaya lineage. If the primary reason for the (Mūla)-Sarvāstivāda schism was doctrine, it is not at all clear that this has any relevance to those in the Tibetan tradition today.
I think we need to remind ourselves that we can never be certain about the question of ordination lineages. The whole matter is barely mentioned in the Pali Vinaya. The Theravāda tradition, as far as I know, preserves little to nothing of the history of its own ordination lineages. This tells us nothing of the validity of the Theravāda ordinations, only that the Theravādins were not interested in documenting the lineages.
The Buddha evidences a common-sense, pragmatic approach to Vinaya, and it is contrary to the very essence of the Vinaya to insist on details of procedure if this demonstrably causes harm. A good example of this is found in the Uposathakkhandhaka, dealing with the fortnightly recitation of the pāṭimokkha.38 Normally, such recitation requires a group of four or more bhikkhus, and all those present in the monastery should attend.39 But there is an extensive discussion of “50 cases of non-offence,” where the uposatha is carried out by a group of four or more resident bhikkhus, who “perceive” (saññī) that the Sangha is complete, whereas in fact there are other resident bhikkhus not in attendance:
Idha pana, bhikkhave, aññatarasmiṁ āvāse tadahuposathe sambahulā āvāsikā bhikkhū sannipatanti cattāro vā atirekā vā. Te na jānanti “atthaññe āvāsikā bhikkhū anāgatā”ti. Te dhammasaññino vinayasaññino vaggā samaggasaññino uposathaṁ karonti, pātimokkhaṁ uddisanti. Tehi uddissamāne pātimokkhe, athaññe āvāsikā bhikkhū āgacchanti samasamā. Uddiṭṭhaṁ su-uddiṭṭhaṁ, avasesaṁ sotabbaṁ. Uddesakānaṁ anāpatti.
And here, monks, in a certain monastery on the uposatha day many resident bhikkhus gather, four or more. They do not know: “There are other resident bhikkhus who have not come.” Perceiving [that it is in accordance with] Dhamma, perceiving [that it is in accordance with] Vinaya, perceiving that the chapter is in harmony, they perform the uposatha, they recite the pāṭimokkha. While they are reciting the pāṭimokkha, then other resident bhikkhus come, the same number. What is recited is well-recited, what remains should be heard. There is no offence for the reciters.40
Similar statements recur throughout this section, and are repeated in the Pavāraṇakkhandhaka.41 What such passages imply is that, even in certain cases where the detailed requirements for a saṅghakamma have not been formally satisfied, the validity of the act will still stand, as long as those performing the saṅghakamma believe they are doing it correctly. This corresponds with a common principle in contemporary law, where, for example, a clause is often included in corporate constitutions to the effect that, even if the committee is elected incorrectly according to the details of the procedure, the decisions and acts made by that improperly appointed committee still stand. This kind of safeguard is a simple application of common sense. It is not meant to justify sloppiness with procedures, but to acknowledge the reality that procedures are not always followed perfectly, yet associations still need to function.
Now, these passages do not occur directly in the context of ordination. But the contexts where they do occur—the Uposathakkhandhaka and the Pavāraṇākkhandhaka—are the two places in the Vinaya where saṅghakamma is discussed in most detail. It is normally understood that general requirements for saṅghakamma as defined in these places are also required in other places, even where this is not spelled out in the text. For example, the requirement for a monastic boundary (sīmā) is found in the Uposathakkhandhaka.42 This chapter follows the Mahākhandhaka, where the ordination procedure is laid down, but there is no mention of sīmās in the context of ordination, here or elsewhere in the Pali Vinaya. Yet the traditions insist very strongly that a properly defined sīmā is necessary for ordination, to the extent that sometimes sīmās are used solely for that purpose. So if the traditions insist on generalizing from the Uposatha—and Pavāraṇākkhandhakas in the case of sīmās, it is not unreasonable that they should do so in other cases as well.
If this principle is accepted, it suggests that as long as those performing the ordination do their best, and believe that everything is in accordance with Vinaya, then the act can stand. In fact, this is the only reasonable position. There is no bhikkhu alive who is able to prove beyond reasonable doubt that his ordination stems from an unbroken transmission reaching back to the Buddha. We have some knowledge of our own ordination, but really, beyond that we rely entirely on faith. If we are looking for historical records, then we will find that the bhikkhunī lineages are attested for many hundreds of years in written records from China and Korea, so their ordination would seem to have stronger recorded basis than the Theravāda.
And it not as if the validity of Theravāda ordination is beyond doubt: the modern Thai Dhammayuttika order was founded precisely because it was feared that standards of Vinaya were so bad that no bhikkhus in Thailand at that time held a valid ordination. If this were true, then 95% of bhikkhus in Thailand (including myself!) would have an invalid ordination, and since most bhikkhus in Sri Lanka also derive from the Thai lineage (Siyam Nikāya), they would be in the same predicament. But the situation is even worse than this, for I have heard Vinaya experts of the Mahā Nikāya in Thailand question the propriety of the ordinations carried out in the beginning of the reform Dhammayuttika order, since the upajjhāya had less than ten vassa.
I don’t say these things in order to induce fear in bhikkhus (a pācittiya offence!), but to point out how tenuous our very notions of ordination lineages are. This does not mean that things are hopeless, it just means that we have to take a reasonable, common-sense position. All we can do is to do our best. We find a good community of well-practicing bhikkhus, follow the training, and perform the ceremony as well as possible. If it somehow happened that the ordination lineage had been, unknown to us, broken long ago, what difference would it really make? Nobody insists that all bhikkhus must remain as novices forever. Why then do we take such a stand with the bhikkhunīs?
Ordination of nuns by monks
Following this principle of taking a straightforward, pragmatic approach to Vinaya, we must acknowledge that there is a clear and explicit allowance in the Pali for bhikkhunīs to be ordained by bhikkhus only, without requiring the presence of a community of bhikkhunīs. Here is the passage from the Bhikkhunīkkhandhaka:
Atha kho mahāpajāpatī gotamī yena bhagavā tenupasaṅkami. Upasaṅkamitvā bhagavantaṁ abhivādetvā ekamantaṁ aṭṭhāsi. Ekamantaṁ ṭhitā kho mahāpajāpatī gotamī bhagavantaṁ etadavoca: “kathâham-bhante imāsu sākiyānīsu paṭipajjāmī’ti. Atha kho bhagavā mahāpajāpatiṁ gotamiṁ dhammiyā kathāya sandassesi samādapesi samuttejesi sampahaṁsesi. Atha kho mahāpajāpatī gotamī bhagavatā dhammiyā kathāya sandassitā samādapitā samuttejitā sampahaṁsitā bhagavantaṁ abhivādetvā padakkhiṇaṁ katvā pakkāmi. Atha kho bhagavā etasmiṁ nidāne etasmiṁ pakaraṇe dhammiṁ kathaṁ katvā bhikkhū āmantesi: “anujānāmi bhikkhave bhikkhūhi bhikkhūniyo upasampādetunti.43
Then Mahāpajāpati Gotamī approached the Blessed One. Having approached and bowed down to the Blessed One she stood to one side. Standing to one side she said this to the Blessed One: “How, bhante, am I to practice with regard to these Sakyan women?” Then the Blessed One inspired, roused, uplifted and exhorted Mahāpajāpati Gotamī with talk on Dhamma, and having bowed down she left keeping her right side towards him. Then the Blessed One, having given a Dhamma talk, addressed the bhikkhus with regard to that reason, with regard to that cause saying: “I allow, bhikkhus, bhikkhunīs to be given acceptance by bhikkhus.”
This is quite straightforward. After a substantial intervening section, there are further details on bhikkhunī ordination. Here we find the following:
Tena kho pana samayena bhikkhū bhikkhunīnaṁ antarāyike dhamme pucchanti. Upasampadāpekkhāyo vitthāyanti, maṅkū honti, na sakkonti vissajjetuṁ. Bhagavato etamatthaṁ ārocesuṁ. “Anujānāmi, bhikkhave, ekato-upasampannāya bhikkhunīsaṅghe visuddhāya bhikkhusaṅghe upasampādetun”ti.44
Now on that occasion the bhikkhus ask the bhikkhunīs regarding the obstructive dhammas. The women seeking ordination were embarrassed and ashamed and were not able to answer. The Blessed One declared regarding this matter: “I allow, monks, by [a woman] who has been accepted on one side in the bhikkhunī Sangha and is purified [regarding the obstructive dhammas] to be accepted in the bhikkhu Sangha.
Following this are the details for bhikkhunī ordination, the various procedures and statements. From here on, it is assumed that bhikkhunī ordination is normally done on both sides. There is mention of a bhikkhunī “accepted on [only] one side,” for example:
Ekato-upasampannā bhikkhunīsaṅghe, visuddhā….45
One accepted on one side in the bhikkhunī Sangha, and pure….
In the detailed definition of “bhikkhunī” in the bhikkhunī Vinaya there is no mention of one accepted “on one side”:
Bhikkhunīti bhikkhikāti bhikkhunī; bhikkhācariyaṁ ajjhupagatāti bhikkhunī; bhinnapaṭadharāti bhikkhunī; samaññāya bhikkhunī; paṭiññāya bhikkhunī; ehi bhikkhunīti bhikkhunī; tīhi saraṇagamanehi upasampannāti bhikkhunī; bhadrā bhikkhunī; sārā bhikkhunī; sekhā bhikkhunī; asekhā bhikkhunī; samaggena ubhatosaṅghena ñatticatutthena kammena akuppena ṭhānārahena upasampannāti bhikkhunī. Tatra yāyaṁ bhikkhunī samaggena ubhatosaṅghena ñatticatutthena kammena akuppena ṭhānārahena upasampannā, ayaṁ imasmiṁ atthe adhippetā bhikkhunīti.46
‘Bhikkhunī” means: “she is an alms-food eater”—thus she is a bhikkhunī; “she has entered the life of alms-food”—thus she is a bhikkhunī; “she wears the patched robes”—thus she is a bhikkhunī; “by designation”—thus she is a bhikkhunī; “by her acknowledgement”—thus she is a bhikkhunī; “[by saying:] come bhikkhunī!”—thus she is a bhikkhunī; “she is accepted by going for the three refuges”—thus she is a bhikkhunī; “she is auspicious”—thus she is a bhikkhunī; “she is the essence”—thus she is a bhikkhunī; “she is a trainee”—thus she is a bhikkhunī; “she is an adept”—thus she is a bhikkhunī; “she is accepted in harmony by both Sanghas with a formal Act with a motion and three announcements which is unshakeable and fit to stand”—thus she is a bhikkhunī. Herein, whatever bhikkhunī is accepted in harmony by both Sanghas by a formal Act with a motion and three announcements which is unshakeable and fit to stand, this is what is meant by “bhikkhunī” in this context.
Neither is one accepted on “one side” found in the shorter definition in the bhikkhu Vinaya:
Bhikkhunīyo nāma ubhatosaṅghe upasampannā.47
“Bhikkhunī” means one fully accepted in both Sanghas.
Nevertheless, in the next line, in discussing the offences falling for exhorting bhikkhunīs without permission of the Sangha, there is mention of bhikkhunīs accepted on “one side”:
Ekato-upasampannaṁ ovadati, āpatti dukkaṭassa
One exhorts one accepted on one side, an offence of wrong-doing.
So the bhikkhunī accepted on one side is occasionally acknowledged, but was certainly not mainstream. In all the contexts it appears, it clearly implies she is accepted in the bhikkhunī Sangha (ekato-upasampannā bhikkhunīsaṅghe, visuddhā….). I do not believe there is any context, after the allowance for ordination on both sides, which acknowledges one ordained only by the bhikkhus. It seems that the normal process was that one would ordain in the bhikkhunī Sangha, then in the bhikkhu Sangha. Sometimes this process might be interrupted, for example if there were dangers preventing her from travelling to the bhikkhu Sangha for ordination. During this interval she would be accepted on “one side.”
Nevertheless, it remains the indisputable fact that the allowance for ordination by bhikkhus alone is there, and it is never rescinded. This contrasts with the situation in the bhikkhu ordination procedure. The first allowance is for the going forth and ordination by three refuges:
Anujānāmi, bhikkhave, imehi tīhi saraṇagamanehi pabbajjaṁ upasampadaṁ.48
I allow, monks, the going forth and acceptance by these three goings-for-refuge.
Later this is rescinded:
Yā sā, bhikkhave, mayā tīhi saraṇagamanehi upasampadā anuññātā, taṁ ajjatagge paṭikkhipāmi. Anujānāmi, bhikkhave, ñatticatutthena kammena upasampādetuṁ.49
Monks, that acceptance by the three goings-for-refuge that I allowed, from today I rescind. I allow, monks, acceptance by a formal Act with a motion and three announcements.
Thus the situation for bhikkhus is perfectly clear, while the situation with the bhikkhunīs is less definitive. The allowance for acceptance by bhikkhus only is clearly stated and never rescinded, but the text proceeds as if it no longer applied. I would understand this as most likely just a slight editorial sloppiness in treating the bhikkhunī procedure. It could not be argued that such an ordination by the bhikkhus only would be the “best practice” according to the Pali Vinaya. But neither could it be maintained that it was unallowed.
There is a peculiarity in the bhikkhunī ordination procedures as described in the Vinayas. When the bhikkhus were first ordained, the Buddha simply said “Come, monk!” Later, he laid down the ordination by going for the three refuges. As time went on the ordination became more formal and ritualistic, as described in the first chapter of the Khandhakas. It seems that after the earliest period the Buddha himself rarely if ever ordained with the “Come, monk!” formula, so those who had received such a personal invitation were regarded with particular reverence.
But there is no complementary “Come, nun!” ordination—or is there? The standard Vinaya definition of a bhikkhunī includes both a bhikkhunī ordained by saying “Come, bhikkhunī,” and also one by going for the three refuges.50 But these procedures are completely absent from the account of the bhikkhunī ordination in the existing Vinayas. So embarrassing is this anomaly that the commentators Buddhaghosa and especially Dhammapāla feel forced to explain at length how these references don’t really mean there ever was a “Come, bhikkhunī” ordination; after all, how could there have been, when there wasn’t?
But in the Therīgāthā, Bhaddā Kuṇḍalakesā says:
‘Bending my knee and paying homage, I made anjali in front of him.
“Come, Bhaddā”, he said to me: that was my full ordination.”51
This verse is echoed by another in the Apadāna.52 Buddhaghosa informs us that what the Buddha really said was “Come, Bhaddā; go to the nun’s quarters and get ordained there.” So the text says “come” and the commentator explains this as “go’; an ungentle soul might claim the meaning is exactly opposite.
Elsewhere, too, the “Come bhikkhunī” ordination was remembered by the traditions. The Puggalavāda Vinaya treatise Lu Er-Shi-Er Ming-Liao Lun mentions the “Come, bhikkhunī” ordination.53 The Avadānaśātaka features no less than seven “Come bhikkhunī” ordinations: Suprabhā, Supriyā, Śuklā, Somā, Kuvalayā, Kāṣikasundarī, and Muktā.54 The Dharmaguptaka Vinaya mentions the “Come bhikkhunī” ordination in its standard passage defining a bhikkhunī, much as the Theravāda.55 This mention is repeated in a shorter Vinaya document of the same school.56 The Vinaya Mātṛkā Sūtra of the Haimavata school (one of the northern branches of the old Sthaviras) describes “Come bhikkhunī” ordination like this: the Buddha says “Now listen! Rightly live the holy life in my Dhamma for the complete ending of suffering!”57 A similar passage is found in the Ni Jie Mo (*Bhikkhunī Sanghakamma).58 In the Dharmapāda-avadāna Sūtra, while the precise words “Come, bhikkhunī” are not used, two stories depict the women saying they wish to ordain, and the Buddha simply responds by saying “Excellent!,” and with that their hair falls off and they become bhikkhunīs.59
Despite the denials by the tradition, and the omission from the “official” account of bhikkhunī ordination, both the Vinayas and the voices of the nuns themselves tell us there was a going forth, not by being first refused and then told that the entry of women into the Sangha was a disease that will destroy Buddhism, but by the joyous calling out to live the holy life for the ending of suffering. The emotional difference between these passages and the “official” account of bhikkhunī ordination is inescapable. While such matters can never be “proven,” it remains a possibility that this “Come bhikkhunī!” ordination was, for the nuns as for the monks, the true first ordination. And regardless of whether “Come bhikkhunī!” was the first ordination or not, these accounts remain as unimpeachable evidence of the enthusiasm with which bhikkhunī ordination can be received.
For me it is crucial that we base ourselves firmly on the mainstream position of compassionate understanding. Vinaya is a means for supporting practice of the Dhamma. If we interpret Vinaya as making an obstacle to practice, then I believe there must be something wrong with our interpretation.
One of the overall guiding principles, seen again and again in the stories behind the rule formulations, is that Vinaya must conform to the agreed ethical principles of the society in which it is practiced. Here we would do well to remind ourselves of the fundamental ethical principles embodied in the United Nations “Declaration on the Elimination of Discrimination against Women”:
Article 1: Discrimination against women, denying or limiting as it does their equality of rights with men, is fundamentally unjust and constitutes an offence against human dignity.
Article 2: All appropriate measures shall be taken to abolish existing laws, customs, regulations and practices which are discriminatory against women, and to establish adequate legal protection for equal rights of men and women…
Article 3: All appropriate measures shall be taken to educate public opinion and to direct national aspirations towards the eradication of prejudice and the abolition of customary and all other practices which are based on the idea of the inferiority of women.
As Buddhist Sangha, we should be the leaders in justice and fairness in the world. We should be setting the example for others to follow. I have given a great deal of my time and effort to help support the bhikkhunī movement, for I believe that in the future, any religion will have to manifestly practice equality for women. If we do not, Buddhism will forever remain marginal and culturally bound. When I spoke with my sister some years ago, she said that the lack of equality for women was what deterred her from being interested in religions. In our day, religious discrimination against women is associated with groups such as the Taliban. If we do not demonstrate our public, practical commitment to full equality, we will be seen in the public eye as being in the same group. Complex and subtle arguments based on notions of ordination lineage may be persuasive to those of us who devote our lives to monasticism, but for the general public such arguments sound like empty excuses to justify discrimination.
I find it rather sad that bhikkhus often criticize those who speak out in favour of bhikkhunī ordination, as if the concern for gender equality was an alien, Western imposition into Buddhism. In fact, perhaps the earliest and most perfect statement on gender and spirituality in any spiritual literature is recorded in the scriptures of at least three ancient schools of Buddhism. It is claimed that women, with their “two-fingered wisdom,” are incapable of enlightenment. However, it was not the Buddha who said this, but Mara the Evil One. To this insult the arahant bhikkhunī Somā scornfully replied:
What does womanhood matter at all
When the mind is concentrated in samadhi
When knowledge flows on steadily
As one rightly sees into Dhamma?
One to whom it might occur:
“I am woman” or “I am man”
Or “I am anything at all”
Is fit for Mara to address!60
DN 16.3.7–8 ↩
Bhikkhuni nām’ovādo pana idāni tāsaṁ natthitāya natthi. (‘But there is not what is called the “exhorting bhikkhunis”, because they do not exist now.’) ↩
Radio Free Asia, “Burma Arrests Buddhist Activist Nun,” 7-7-2005; Democratic Voce of Burma, “Burmese Nun Detained for Religious Reasons,” 29-6-2005. My thanks to Daw Khin Pyone for supplying this information. Thanks are also due to Amnesty International, who gave me news of Saccavādī’s’s release. ↩
While earlier academic studies tended to accept the Theravāda’s claim to be identical with the ancient Sthaviras, modern scholarship typically adopts a more balanced position. For example, Choong Mun-Keat (The Fundamental Teachings of Early Buddhism, Harrassowitz Verlag 2000, pg. 3), following Master Yin Shun, says: “Although it calls itself Theravāda “the Teaching of the Elders” or Vibhajjavāda “the Distinctionist Teaching,” the Tāmraśāṭīya is actually a sub-school of the Vibhajjavāda, which in its turn is a derivative of the Sthavira or “Elder” branch.” ↩
Sāmantapāsādikā 1.52 ↩
This identification of Theravāda with a scriptural tradition (rather than specific doctrines or ordination lineages) continues today. The Myanmar Sangha Law says:
“Theravada” means the Pitaka such as Pali, Atthakatha and Tika which have been submitted to and reviewed by the Six Buddhist Councils commencing from the First Buddhist Council to the Sixth Buddhist Council. (Law Relating to the Sangha Organization: State LORC Law No. 20/90 of Oct. 31, 1990, 1.2 (d) ↩
See, for example, the introduction to the Visuddhimagga, where Buddhaghosa describes his work as “mahāvihāravāsīnaṁ desanānayanissitaṁ,” “relying on the teaching method of the dwellers in the Great Monastery.” ↩
Sāmantapāsādikā 1.63ff ↩
This finding is long established and was one of the bedrock discoveries of the early Indologists. For a recent discussion, see Alex Wynne, “How old is the Suttapiṭaka? The relative value of textual and epigraphical sources for the study of early Indian Buddhism.” ↩
Sāmantapāsādikā 1.64 ↩
In this case, there is some ambiguity between the doctrinal and geographical schisms. It is possible, as argued by Wynne, that Majjhantika’s school was originally Vibhajjavādin but later converted to the Sarvāstivāda doctrine; this would explain the existence of a separate Sarvāstivāda community from Mathura, which later came into conflict with the Kashmir school, and claimed to be the “original”: Mūlasarvāstivāda. Be that as it may, the connection of the Sarvāstivādin patriarch Majjhantika with this mission is unambiguous. ↩
The Sāsanavaṁsa makes this explicit: Mahiṁsakamaṇḍalaṁ nāma andhakaraṭṭhaṁ ↩
Thūpavaṁsa 20: yonakaraṭṭhe alasaṇdā nagarato yonaka dhammarakkhitatthero tiṁsa bhikkhu sahassāni (“…from the city of Alexandria in the Yonaka country, Yonaka Dhammarakkhita and 30 000 monks…” This refers to his visit to the opening of the Great Stupa in Sri Lanka.) ↩
The commentaries treat the two words together, eg. Dhammapāda Aṭṭhakathā 257: Dhammassa guttoti so dhammagutto dhammarakkhito. In the records of the missions, there is perhaps even a suggestion of this very substitution happening to one of the other monks. To appreciate this, we must first remark on the habit of Pali to group several similar names. Thus in our current context we have several “-rakkhitas”: Yonakadhammarakkhita, Mahādhammarakkhita, Yonakamahādhammarakkhita, Mahārakkhita, and plain old Rakkhita. This seems too many for coincidence, and I suspect some confusion in the names. In Mahāvaṁsa 29, the passage on the return for blessing the Great Stupa, we find more of the same: Buddharakkhita, Dhammarakkhita, and Sangharakkhita. A few verses later we find –rakkhita replaced with –gutta: Cittagutta, Candagutta, and Suriyagutta. The last two seem especially artificial, “Moon-guarded” and “Sun-guarded.” Now this Candagutta (Moon-guarded) is said to return from Vanavāsa. But in the original mission, Rakkhita is sent to Vanavāsa. Is it possible to identify Rakkhita with (Canda-)gutta? ↩
This Asokārāma is, of course, the great monastery that was established by Asoka, and features as the main centre of activity for the ancient Sthaviras around the time of the Third Council. Yonaka Dhammarakkhita is depicted as flying there with his psychic powers, an act that inspired Asoka’s brother Tissa to ordain as a monk. (Sāmantapāsādikā 1.55) ↩
According to Thich Minh Chau: “…we cannot detect any characteristic in the Chinese text which helps classify it into one of the 20 Buddhist schools which sprang up after the demise of the Buddha.” But I think there are a few hints that point in a consistent direction: the Chinese, unlike the Pali, says Nāgasena is born in Kashmir; and the Pali version, contrary to the normal position of the school, accepts two unconditioned elements—Nibbana and space. There is, of course, one school that is based in Kashmir, accepts space as unconditioned, is not of the Vibhajjavāda, and whose texts are frequently found in Chinese translation: the Sarvāstivāda. Whether this is the school of the Chinese version of the Milinda or not, it remains the fact that the most striking and interesting aspect of the text is the very absence of marked sectarian characteristics, in sharp contrast with the Pali version. ↩
Thomas McEvilley, The Shape of Ancient Thought, Allworth Press, 2002, pg. 378 ↩
Nalinaksha Dutt, Buddhist Sects in India, Motilal Banarsidass, 1978, pg. 172 ↩
W. Pachow, A Comparative Study of the Prātimokṣa, Motilal Banarsidass 2000, pg. 39 ↩
See Cheng Jianhua, A Critical Translation of Fan Dong Jing, the Chinese Version of Brahmajala Sutra. This was formerly available online, but I can currently only find an imperfect version at: http://dhamma.ru/forum/viewtopic.php?t=63&view=next&sid=aa5e5aa01b0555d6458e9dea3df32c91 ↩
E. Frauwallner, Studies in Abhidharma Literature and the Origins of Buddhist Philosophical Systems, State University of New York Press, 1995, pg. 116 ↩
See above note from the Thūpavaṁsa. The event is earlier recorded in Mahāvaṁsa 29: Yonanagarā’lasandāso, yona mahādhammarakkhito; thero tiṁsa sahassāni bhikkhū ādāya āgamā. ↩
Sāmantapāsādikā 1.51: Majjhantikattherena ācariyena upasampādesi. ↩
My thanks to Venerables Brahmāli and Santidhammo for pointing this out. ↩
Therīgāthā 109 ↩
Apadāna Therī 2.3.44 ↩
T24, no. 1461, p. 668, c21 ↩
T04, no. 200, p. 238, b25 ff. Also see T53, no. 2122, p. 557, c21, etc. ↩
T22, no. 1428, p. 714, a17 ↩
T40, no. 1808, p. 499, b12 ↩
T24, no. 1463, p. 803, c1-2 ↩
T40, no. 1810, p. 540, c24 ↩
Willemen, pp. 13, 68 ↩
SN 5.2/SA (T 99) 1198/SA (T100) 215 ↩